Personnel Hong Kong SFC License Details (ID 94080)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2026-05-26	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2026-05-26	-
Credit Suisse (Hong Kong) Limited	Rep	就证券提供意见	2015-10-29	2015-11-19
	Rep	期货合约交易	2015-10-29	2023-08-09
	Rep	证券交易	2015-10-29	2023-08-09
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2015-10-29	2023-08-09
SG SECURITIES (HK) LIMITED	Rep	提供自动化交易服务	2010-02-10	2015-07-24
	Rep	期货合约交易	2010-01-25	2015-07-24
	Rep	证券交易	2010-01-25	2015-07-24
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2007-12-28	2009-09-04
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	证券交易	2007-12-28	2009-09-04
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	证券交易	2007-12-28	2009-09-04
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2005-08-11	2007-12-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2005-08-11	2007-12-11
SOUTH CHINA COMMODITIES LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-01-16
	Rep	提供资产管理	2003-04-01	2004-01-16
	Rep	期货合约交易	2003-04-01	2005-08-10
SOUTH CHINA SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-01-16
	Rep	就证券提供意见	2003-04-01	2004-01-16
	Rep	提供资产管理	2003-04-01	2004-01-16
	Rep	提供自动化交易服务	2003-04-01	2004-01-16
	Rep	证券交易	2003-04-01	2005-08-10

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