| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | RO | 就期货合约提供意见 | 2026-04-30 | - |
| RO | 就证券提供意见 | 2026-04-30 | - | |
| RO | 期货合约交易 | 2026-04-30 | - | |
| RO | 证券交易 | 2026-04-30 | - | |
| Rep | 就期货合约提供意见 | 2021-07-13 | 2026-04-30 | |
| Rep | 就证券提供意见 | 2021-07-13 | 2026-04-30 | |
| Rep | 期货合约交易 | 2021-07-13 | 2026-04-30 | |
| Rep | 证券交易 | 2021-07-13 | 2026-04-30 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2010-11-04 | 2016-06-20 |
| Rep | 期货合约交易 | 2010-11-04 | 2016-06-20 | |
| Rep | 证券交易 | 2007-01-05 | 2016-06-20 |