| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期货合约交易 | 2020-11-03 | 2022-02-14 |
| Rep | 证券交易 | 2020-11-03 | 2022-02-14 | |
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2018-10-11 | 2020-06-30 |
| Rep | 证券交易 | 2018-10-11 | 2020-06-30 | |
| NATIXIS ASIA LIMITED | Rep | 就期货合约提供意见 | 2016-08-16 | 2018-06-22 |
| Rep | 就证券提供意见 | 2016-08-16 | 2018-06-22 | |
| Rep | 期货合约交易 | 2016-08-16 | 2018-06-22 | |
| Rep | 证券交易 | 2016-08-16 | 2018-06-22 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2008-12-05 | 2012-07-07 |
| Rep | 期货合约交易 | 2008-12-05 | 2012-07-07 | |
| Rep | 证券交易 | 2008-12-05 | 2012-07-07 |