| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2009-11-04 | 2013-05-17 |
| Rep | 期货合约交易 | 2009-10-23 | 2013-05-17 | |
| Rep | 证券交易 | 2009-10-23 | 2013-05-17 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2007-12-17 | 2009-04-23 |
| Rep | 就证券提供意见 | 2007-12-17 | 2009-04-23 | |
| Rep | 期货合约交易 | 2007-12-17 | 2009-04-23 | |
| Rep | 证券交易 | 2007-12-17 | 2009-04-23 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2005-06-22 | 2006-02-06 |
| Rep | 期货合约交易 | 2005-06-22 | 2006-02-06 | |
| Rep | 证券交易 | 2005-06-22 | 2006-02-06 |