| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited | RO | 提供资产管理 | 2018-12-14 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 提供资产管理 | 2016-11-09 | 2017-11-18 |
| Rep | 期货合约交易 | 2015-03-24 | 2017-11-10 | |
| Rep | 证券交易 | 2015-03-24 | 2017-11-10 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2009-07-16 | 2014-11-29 |
| Rep | 期货合约交易 | 2009-07-16 | 2014-11-29 | |
| Rep | 证券交易 | 2009-07-16 | 2014-11-29 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-11-17 | 2009-01-23 |