| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2008-01-23 | 2020-05-13 |
| Rep | 期货合约交易 | 2008-01-23 | 2022-05-31 | |
| Rep | 证券交易 | 2008-01-23 | 2022-05-31 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2003-07-14 | 2004-05-13 |
| KGI ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2003-04-16 |
| Rep | 就证券提供意见 | - | 2003-04-16 | |
| Rep | 提供资产管理 | - | 2003-04-16 | |
| Rep | 证券交易 | - | 2003-04-16 |