| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2024-10-10 | - |
| Rep | 证券交易 | 2024-10-10 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2016-09-06 | 2023-05-05 |
| Rep | 提供自动化交易服务 | 2016-09-06 | 2023-05-05 | |
| Rep | 证券交易 | 2016-09-06 | 2023-05-05 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2010-09-20 | 2012-09-29 |
| Rep | 期货合约交易 | 2010-09-20 | 2012-09-29 | |
| Rep | 证券交易 | 2010-09-20 | 2012-09-29 |