| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2010-01-13 | 2011-12-31 |
| SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 证券交易 | 2007-11-05 | 2010-01-01 |
| Rep | 就证券提供意见 | 2005-01-03 | 2010-01-01 | |
| Rep | 提供资产管理 | 2005-01-03 | 2010-01-01 | |
| TCW ASIA LIMITED | Rep | 就证券提供意见 | 2005-01-03 | 2005-01-03 |
| Rep | 提供资产管理 | 2005-01-03 | 2005-01-03 | |
| RO | 就机构融资提供意见 | - | 2005-01-03 | |
| RO | 就证券提供意见 | - | 2005-01-03 | |
| RO | 提供资产管理 | - | 2005-01-03 |