| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Global Prime Partners (Asia) Limited | Rep | 期货合约交易 | 2025-09-02 | - |
| RO | 证券交易 | 2025-09-02 | - | |
| Rep | 证券交易 | 2017-11-20 | 2025-09-02 | |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2010-12-20 | 2014-09-04 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-26 | 2010-09-22 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-01-15 | 2010-08-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自动化交易服务 | 2008-12-02 | 2010-09-22 |
| Rep | 证券交易 | 2005-04-28 | 2010-09-22 | |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-04-28 | 2010-09-22 |