| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2013-02-14 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2013-02-14 | - |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2009-07-31 | 2012-08-01 |
| Rep | 期货合约交易 | 2009-07-31 | 2012-08-01 | |
| Rep | 证券交易 | 2009-07-10 | 2012-08-01 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-01-23 | 2009-06-10 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2006-01-23 | 2009-06-10 |