| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 证券交易 | 2019-05-30 | - |
| CLSA LIMITED | Rep | 证券交易 | 2018-09-03 | 2020-05-06 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2016-09-21 | 2018-05-28 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2009-10-21 | 2012-04-14 |
| Rep | 期货合约交易 | 2009-10-21 | 2012-04-14 | |
| Rep | 证券交易 | 2009-09-28 | 2012-04-14 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2006-07-28 | 2009-06-18 |