| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | RO | 就证券提供意见 | 2024-09-23 | - |
| RO | 提供资产管理 | 2023-01-04 | - | |
| RO | 期货合约交易 | 2023-01-04 | - | |
| RO | 证券交易 | 2023-01-04 | - | |
| Rep | 期货合约交易 | 2017-12-07 | 2023-01-04 | |
| Rep | 证券交易 | 2017-12-07 | 2023-01-04 | |
| RO | 期货合约交易 | 2016-09-20 | 2017-12-07 | |
| RO | 证券交易 | 2016-09-20 | 2017-12-07 | |
| Rep | 提供资产管理 | 2015-12-07 | 2023-01-04 | |
| Rep | 期货合约交易 | 2012-02-22 | 2016-09-20 | |
| Rep | 证券交易 | 2012-02-22 | 2016-09-20 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2008-12-03 | 2011-12-10 |
| Rep | 期货合约交易 | 2008-12-03 | 2011-12-10 | |
| Rep | 证券交易 | 2008-12-03 | 2011-12-10 |