| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2025-08-13 | - |
| Rep | 期货合约交易 | 2025-08-13 | - | |
| Rep | 证券交易 | 2025-08-13 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2022-11-02 | 2025-03-19 |
| Rep | 期货合约交易 | 2022-11-02 | 2025-03-19 | |
| Rep | 证券交易 | 2022-11-02 | 2025-03-19 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2011-01-03 | 2013-01-12 |
| Rep | 期货合约交易 | 2011-01-03 | 2013-01-12 | |
| Rep | 证券交易 | 2011-01-03 | 2013-01-12 |