| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENG YUAN SECURITIES LIMITED | Rep | 证券交易 | 2011-05-26 | 2013-10-01 |
| HUA NAN SECURITIES (HK) LIMITED | Rep | 证券交易 | 2008-11-11 | 2011-05-06 |
| SDIC Securities International Financial Holdings Limited | Rep | 就机构融资提供意见 | - | 2005-02-23 |
| Rep | 就证券提供意见 | - | 2005-02-23 | |
| Rep | 提供资产管理 | - | 2005-02-23 | |
| Rep | 证券交易 | - | 2008-11-01 |