| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ST. JAMES'S PLACE (HONG KONG) LIMITED | Rep | 提供资产管理 | 2019-04-18 | 2024-09-12 |
| Rep | 就证券提供意见 | 2018-11-14 | 2024-09-12 | |
| Rep | 证券交易 | 2018-11-14 | 2024-09-12 | |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就证券提供意见 | 2012-09-03 | 2013-02-28 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2008-07-08 | 2013-02-28 |
| Rep | 提供资产管理 | 2008-07-08 | 2013-02-28 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2004-03-18 | 2013-02-28 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | 就机构融资提供意见 | - | 2004-03-05 |
| RO | 就证券提供意见 | - | 2012-09-03 |