| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KINGSTON CORPORATE FINANCE LIMITED | RO | 就机构融资提供意见 | 2014-05-23 | 2023-05-07 |
| KINGSTON SECURITIES LIMITED | RO | 证券交易 | 2014-05-23 | 2023-05-07 |
| KINGSTON CORPORATE FINANCE LIMITED | Rep | 就机构融资提供意见 | 2014-03-31 | 2014-05-23 |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2014-03-31 | 2014-05-23 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | 就机构融资提供意见 | 2006-10-13 | 2014-03-17 |
| RO | 就证券提供意见 | 2006-10-13 | 2014-03-17 | |
| RO | 证券交易 | 2006-10-13 | 2014-03-17 | |
| Rep | 就机构融资提供意见 | 2006-08-22 | 2006-10-13 | |
| AURORA ASIA LIMITED | RO | 就机构融资提供意见 | 2004-05-21 | 2006-05-21 |