| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2022-02-04 | - |
| RO | 就证券提供意见 | 2022-02-04 | - | |
| CLSA LIMITED | RO | 证券交易 | 2022-02-04 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2016-10-28 | 2022-02-04 |
| Rep | 就证券提供意见 | 2016-10-28 | 2022-02-04 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2016-10-28 | 2021-07-20 |
| Rep | 证券交易 | 2016-10-28 | 2022-02-04 | |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2013-05-14 | 2016-09-21 |
| Rep | 证券交易 | 2013-05-14 | 2016-09-21 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2010-09-21 | 2013-04-17 |
| Rep | 就证券提供意见 | 2010-09-21 | 2013-04-17 | |
| Rep | 证券交易 | 2010-09-21 | 2013-04-17 |