| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就机构融资提供意见 | 2014-08-28 | 2016-01-15 |
| Rep | 证券交易 | 2014-08-28 | 2016-01-15 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2011-08-29 | 2012-10-19 |
| Rep | 就证券提供意见 | 2011-08-29 | 2012-10-19 | |
| Rep | 证券交易 | 2011-08-29 | 2012-10-19 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2007-06-21 | 2008-11-13 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-06-21 | 2008-11-13 |