| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2008-01-23 | 2023-08-31 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-01-23 | 2023-08-31 |
| ALPHA FUTURES COMPANY LIMITED | Rep | 就期货合约提供意见 | - | 2005-01-21 |
| Rep | 提供资产管理 | - | 2005-01-21 | |
| Rep | 期货合约交易 | - | 2008-01-11 | |
| ALPHA SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2005-01-21 |
| Rep | 就证券提供意见 | - | 2005-01-21 | |
| Rep | 提供资产管理 | - | 2005-01-21 | |
| Rep | 证券交易 | - | 2008-01-11 |