| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Prime China Securities Limited | RO | 就证券提供意见 | 2017-12-11 | - |
| RO | 证券交易 | 2017-12-11 | - | |
| Rep | 就证券提供意见 | 2017-05-04 | 2017-12-11 | |
| Rep | 证券交易 | 2017-05-04 | 2017-12-11 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2004-01-08 | 2017-03-17 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2004-01-08 | 2017-03-17 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2003-06-20 | 2004-01-06 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2003-06-20 | 2004-01-06 |
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