| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2009-02-03 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-02-03 | - |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2004-02-21 | 2009-01-31 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2003-10-24 | 2009-01-31 |
| GREAT BAY SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-25 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-07-25 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-25 |
| Rep | 证券交易 | 2003-04-01 | 2003-07-25 |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-07-25 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-25 |
| Rep | 期货合约交易 | 2003-04-01 | 2003-07-25 |