Personnel Hong Kong SFC License Details (ID 94331)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
MASON INVESTMENT MANAGEMENT LIMITED	RO	就证券提供意见	2022-03-11	2025-04-16
	RO	证券交易	2022-03-11	2025-04-16
Mason Securities Limited	RO	就证券提供意见	2022-03-11	2025-04-16
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	RO	就期货合约提供意见	2022-03-11	2026-09-04
Mason Securities Limited	RO	证券交易	2021-08-23	2025-04-16
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	RO	期货合约交易	2021-08-23	2026-09-04
	Rep	期货合约交易	2021-05-10	2021-08-23
Mason Securities Limited	Rep	证券交易	2021-04-14	2021-08-23
Sun Growth Futures Limited	RO	期货合约交易	2018-11-06	2019-04-16
SUN GROWTH SECURITIES LIMITED	RO	证券交易	2018-11-06	2021-01-31
Sun Growth Futures Limited	Rep	期货合约交易	2018-10-25	2018-11-06
SUN GROWTH SECURITIES LIMITED	Rep	证券交易	2017-11-01	2018-11-06
Mason Securities Limited	Rep	证券交易	2014-11-13	2017-10-31
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2014-11-13	2017-10-31
KGI ASIA LIMITED	Rep	证券交易	2013-11-08	2014-11-03
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-11-08	2014-11-03
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-07-22
	Rep	提供资产管理	2003-04-01	2004-07-22
	Rep	期货合约交易	2003-04-01	2013-11-04
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	提供自动化交易服务	2003-04-01	2003-09-11
	Rep	就机构融资提供意见	2003-04-01	2004-07-22
	Rep	就证券提供意见	2003-04-01	2004-07-22
	Rep	提供资产管理	2003-04-01	2004-07-22
	Rep	证券交易	2003-04-01	2013-11-04

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