| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2024-01-31 | - |
| Rep | 证券交易 | 2024-01-31 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2009-02-16 | 2023-12-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-02-16 | 2023-12-29 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2007-09-10 | 2009-02-14 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2007-07-13 | 2009-02-14 |
已采集记录中暂无金管局登记。