| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JMC Capital HK Limited | RO | 就证券提供意见 | 2026-05-26 | - |
| RO | 提供资产管理 | 2026-05-26 | - | |
| RO | 证券交易 | 2026-05-26 | - | |
| JMC Capital International Limited | RO | 就期货合约提供意见 | 2026-05-26 | - |
| RO | 就证券提供意见 | 2026-05-26 | - | |
| RO | 期货合约交易 | 2026-05-26 | - | |
| RO | 证券交易 | 2026-05-26 | - | |
| AP Capital Management (Hong Kong) Limited | RO | 就期货合约提供意见 | 2023-05-22 | 2026-05-08 |
| RO | 就证券提供意见 | 2023-05-22 | 2026-05-08 | |
| RO | 提供资产管理 | 2023-05-22 | 2026-05-08 | |
| RO | 期货合约交易 | 2023-05-22 | 2026-05-08 | |
| RO | 证券交易 | 2023-05-22 | 2026-05-08 | |
| Rep | 就期货合约提供意见 | 2023-05-15 | 2023-05-22 | |
| Rep | 就证券提供意见 | 2023-05-15 | 2023-05-22 | |
| Rep | 提供资产管理 | 2023-05-15 | 2023-05-22 | |
| Rep | 期货合约交易 | 2023-05-15 | 2023-05-22 | |
| Rep | 证券交易 | 2023-05-15 | 2023-05-22 | |
| Azurewing Limited (HK) | RO | 就证券提供意见 | 2022-08-31 | 2023-04-14 |
| RO | 提供资产管理 | 2022-08-31 | 2023-04-14 | |
| Trinity Futures Limited | RO | 就期货合约提供意见 | 2022-08-31 | 2023-04-14 |
| RO | 期货合约交易 | 2022-08-31 | 2023-04-14 | |
| TRINITY SECURITIES CO. LIMITED | RO | 就证券提供意见 | 2022-08-31 | 2023-04-14 |
| RO | 证券交易 | 2022-08-31 | 2023-04-14 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2017-10-30 | 2018-06-28 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2017-10-30 | 2018-06-28 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2010-09-16 | 2015-12-16 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-06-07 | 2015-12-16 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2009-09-09 | 2010-06-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2009-09-09 | 2010-06-05 |
已采集记录中暂无金管局登记。