| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2008-10-03 | 2014-09-10 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-10-03 | 2014-09-10 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2005-05-11 | 2008-09-26 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2005-04-06 | 2008-09-26 |
| SDIC Securities International Financial Holdings Limited | Rep | 证券交易 | 2003-06-19 | 2005-04-01 |