| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期货合约交易 | 2019-12-16 | 2022-02-28 |
| Rep | 证券交易 | 2019-12-16 | 2022-02-28 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2007-12-04 | 2019-11-27 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-09-21 | 2019-11-27 |
| CHUNG LEE SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-03-31 |
| Rep | 就证券提供意见 | - | 2004-03-31 | |
| Rep | 提供资产管理 | - | 2004-03-31 | |
| Rep | 证券交易 | - | 2006-11-30 |