| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | 就期货合约提供意见 | 2017-02-22 | 2022-03-18 |
| RO | 就证券提供意见 | 2015-10-29 | 2022-03-18 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2011-06-09 | 2016-11-01 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就证券提供意见 | 2011-06-09 | 2015-10-29 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2011-06-09 | 2013-07-08 |
| YF SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-01-13 | 2011-05-26 |
| WING FUNG SECURITIES LIMITED | Rep | 证券交易 | 2009-08-04 | 2009-08-31 |