| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2007-02-28 | 2019-06-19 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-02-28 | 2019-06-19 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2004-01-30 | 2006-11-01 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2004-01-30 | 2006-11-01 |