| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2009-02-16 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-02-16 | - |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2006-09-18 | 2007-06-30 |
| Rep | 证券交易 | 2006-05-11 | 2007-06-30 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2004-06-11 | 2006-05-10 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2004-06-11 | 2006-05-10 |