| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2013-01-23 | 2014-09-06 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-01-23 | 2014-09-06 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2010-01-25 | 2013-01-07 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-01-25 | 2013-01-07 |