| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHACOM FUTURES LIMITED | Rep | 就期货合约提供意见 | 2020-09-18 | 2024-08-08 |
| Rep | 期货合约交易 | 2019-04-23 | 2024-08-08 | |
| EAST ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2018-11-26 | 2019-03-26 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2018-11-26 | 2019-03-26 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2007-11-08 | 2018-10-31 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-11-08 | 2018-10-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-05-25 | 2007-11-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-05-25 | 2007-11-01 |