| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2005-05-18 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2005-05-18 | - |
| REXCAPITAL FUTURES LIMITED | Rep | 期货合约交易 | 2004-07-28 | 2005-05-13 |
| WINGS SECURITIES (HK) LIMITED | Rep | 证券交易 | 2004-05-31 | 2005-05-13 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 杠杆式外汇交易 | 2003-04-01 | 2004-05-28 |
| TSE'S SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-04-22 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-04-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-04-22 | |
| Rep | 证券交易 | 2003-04-01 | 2004-05-28 |