| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-10-31 | - |
| RO | 证券交易 | 2006-11-15 | 2007-10-31 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2006-06-30 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2006-06-30 | 2006-11-15 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-05-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-24 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-05-24 |
| Rep | 期货合约交易 | 2003-04-01 | 2006-06-24 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-24 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-05-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-24 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-05-24 |
| Rep | 证券交易 | 2003-04-01 | 2006-06-24 |