| TIAG Securities Trading Limited | RO | 证券交易 | 2024-06-05 | - |
| Rep | 证券交易 | 2024-05-06 | 2024-06-05 |
| Merit Asset Management Limited | RO | 就证券提供意见 | 2023-09-07 | 2024-04-12 |
| RO | 提供资产管理 | 2023-09-07 | 2024-04-12 |
| RO | 证券交易 | 2023-09-07 | 2024-04-12 |
| Finet Securities Limited | RO | 就证券提供意见 | 2020-03-20 | 2022-12-13 |
| RO | 提供资产管理 | 2020-03-20 | 2022-12-13 |
| RO | 期货合约交易 | 2019-01-21 | 2019-09-05 |
| RO | 证券交易 | 2019-01-21 | 2022-12-13 |
| Rep | 期货合约交易 | 2018-12-24 | 2019-01-21 |
| Rep | 证券交易 | 2018-12-24 | 2019-01-21 |
| BUSINESS FUTURES LIMITED | RO | 期货合约交易 | 2018-03-23 | 2018-08-31 |
| BUSINESS SECURITIES LIMITED | RO | 证券交易 | 2018-03-23 | 2018-08-31 |
| BUSINESS FUTURES LIMITED | Rep | 期货合约交易 | 2017-11-22 | 2018-03-23 |
| BUSINESS SECURITIES LIMITED | Rep | 证券交易 | 2017-11-22 | 2018-03-23 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2003-12-04 | 2017-11-08 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2003-12-04 | 2017-11-08 |
| KAISER FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-11-20 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-11-20 |
| Rep | 期货合约交易 | 2003-04-01 | 2003-11-21 |
| KAISER SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-11-20 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-11-20 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-11-20 |
| Rep | 证券交易 | 2003-04-01 | 2003-11-21 |