| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2023-10-19 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2023-10-19 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2008-11-05 | 2023-09-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-11-05 | 2023-09-25 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2004-02-24 | 2008-11-03 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2003-09-02 | 2008-11-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-08-16 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-16 |
| Rep | 期货合约交易 | 2003-04-01 | 2003-08-16 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-16 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-16 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-16 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-16 |
| Rep | 证券交易 | 2003-04-01 | 2003-08-16 |