| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就证券提供意见 | 2014-08-08 | 2015-06-16 |
| Rep | 证券交易 | 2014-08-08 | 2015-06-16 | |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就证券提供意见 | 2007-08-07 | 2013-07-05 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-08-07 | 2014-06-21 |