| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2025-10-10 | - |
| Rep | 证券交易 | 2025-10-10 | - | |
| CMB International Global Markets Limited | Rep | 就证券提供意见 | 2022-09-05 | 2025-09-29 |
| Rep | 证券交易 | 2021-09-17 | 2025-09-29 | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2017-07-20 | 2025-09-29 |
| Rep | 证券交易 | 2017-07-20 | 2025-09-29 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-01-08 | 2017-06-10 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2012-10-19 | 2013-12-09 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-08-24 | 2013-12-09 |