| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | RO | 证券交易 | 2025-05-23 | - |
| Rep | 证券交易 | 2022-12-14 | 2025-05-23 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2020-10-27 | 2022-11-11 |
| Quam Securities Limited | Rep | 就证券提供意见 | 2017-11-28 | 2020-10-06 |
| Rep | 期货合约交易 | 2017-11-28 | 2020-10-06 | |
| Rep | 证券交易 | 2017-11-28 | 2020-10-06 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2017-03-07 | 2017-11-08 |
| Rep | 期货合约交易 | 2016-06-03 | 2017-11-08 | |
| Rep | 证券交易 | 2016-06-03 | 2017-11-08 | |
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2015-07-13 | 2016-05-17 |
| Rep | 证券交易 | 2015-07-13 | 2016-05-17 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2012-10-12 | 2015-07-06 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2012-10-03 | 2015-07-06 |
| Rep | 证券交易 | 2011-09-05 | 2012-08-17 |
已采集记录中暂无金管局登记。