| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 期货合约交易 | 2015-09-07 | - |
| Rep | 证券交易 | 2015-09-07 | - | |
| Rep | 提供资产管理 | 2015-08-03 | - | |
| Samsung Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-06-28 | 2015-07-26 |
| Rep | 提供资产管理 | 2012-06-28 | 2015-07-26 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2011-07-19 | 2012-04-18 |