| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2026-06-05 | - |
| Rep | 证券交易 | 2020-10-06 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2020-10-06 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2012-11-05 | 2020-09-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-06-14 | 2020-09-25 |
| Rep | 证券交易 | 2006-05-02 | 2006-07-03 |