| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Bright Fund Management Limited | Rep | 提供资产管理 | 2011-08-04 | 2023-08-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2010-11-25 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-05-16 | - |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2007-11-01 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-08-18 | - |
| UKFP (Asia) HK Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-08-16 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-16 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-08-17 | |
| Rep | 证券交易 | 2003-04-01 | 2004-08-17 |