Wo, Ki 鄔奇

证监会中央编号:AGW234

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	就证券提供意见	2026-08-03	-
	RO	证券交易	2026-08-03	-
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	证券交易	2021-04-12	2026-08-02
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	就证券提供意见	2017-11-21	2026-08-02
	Rep	就证券提供意见	2015-04-02	2017-11-21
HSBC BROKING FOREX (ASIA) LIMITED	RO	杠杆式外汇交易	2014-07-29	-
HSBC BROKING FUTURES (ASIA) LIMITED	RO	期货合约交易	2014-07-29	-
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	证券交易	2014-07-29	2026-08-02
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	证券交易	2014-07-29	2017-07-16
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2014-07-04	2014-07-29
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2014-07-04	2014-07-29
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2014-07-04	2014-07-29
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2014-07-04	2014-07-29
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2011-08-08	2014-06-12
Everbright Securities Digital Finance (HK) Limited	RO	证券交易	2011-08-08	2014-06-12
Bright Fund Management Limited	Rep	提供资产管理	2011-05-19	2014-06-12
Everbright Securities Investment Services (HK) Limited	RO	就证券提供意见	2010-09-01	2014-06-12
CES Commodities (HK) Limited	RO	期货合约交易	2005-07-28	2014-06-12
Everbright Securities Investment Services (HK) Limited	Rep	就证券提供意见	2005-07-28	2010-09-01
	RO	证券交易	2005-07-28	2014-06-12
Bright Fund Management Limited	Rep	就机构融资提供意见	2003-04-01	2003-11-26
	Rep	提供资产管理	2003-04-01	2003-11-26
	Rep	就证券提供意见	2003-04-01	2005-07-28
	Rep	证券交易	2003-04-01	2005-07-28
CES Commodities (HK) Limited	Rep	就期货合约提供意见	2003-04-01	2003-11-26
	Rep	提供资产管理	2003-04-01	2003-11-26
	Rep	期货合约交易	2003-04-01	2005-07-28
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	2003-04-01	2003-07-07
	Rep	就机构融资提供意见	2003-04-01	2003-11-26
	Rep	就证券提供意见	2003-04-01	2003-11-26
	Rep	提供资产管理	2003-04-01	2003-11-26
	Rep	证券交易	2003-04-01	2005-07-28
SUN TAI CHEUNG CREDITS LIMITED	RO	提供证券保证金融资	2003-04-01	2004-10-21

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	就证券提供意见	2026-08-03	-
	RO	证券交易	2026-08-03	-
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	证券交易	2021-04-12	2026-08-02
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	就证券提供意见	2017-11-21	2026-08-02
	Rep	就证券提供意见	2015-04-02	2017-11-21
HSBC BROKING FOREX (ASIA) LIMITED	RO	杠杆式外汇交易	2014-07-29	-
HSBC BROKING FUTURES (ASIA) LIMITED	RO	期货合约交易	2014-07-29	-
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	证券交易	2014-07-29	2026-08-02
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	证券交易	2014-07-29	2017-07-16
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2014-07-04	2014-07-29
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2014-07-04	2014-07-29
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2014-07-04	2014-07-29
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2014-07-04	2014-07-29
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2011-08-08	2014-06-12
Everbright Securities Digital Finance (HK) Limited	RO	证券交易	2011-08-08	2014-06-12
Bright Fund Management Limited	Rep	提供资产管理	2011-05-19	2014-06-12
Everbright Securities Investment Services (HK) Limited	RO	就证券提供意见	2010-09-01	2014-06-12
CES Commodities (HK) Limited	RO	期货合约交易	2005-07-28	2014-06-12
Everbright Securities Investment Services (HK) Limited	Rep	就证券提供意见	2005-07-28	2010-09-01
	RO	证券交易	2005-07-28	2014-06-12
Bright Fund Management Limited	Rep	就机构融资提供意见	2003-04-01	2003-11-26
	Rep	提供资产管理	2003-04-01	2003-11-26
	Rep	就证券提供意见	2003-04-01	2005-07-28
	Rep	证券交易	2003-04-01	2005-07-28
CES Commodities (HK) Limited	Rep	就期货合约提供意见	2003-04-01	2003-11-26
	Rep	提供资产管理	2003-04-01	2003-11-26
	Rep	期货合约交易	2003-04-01	2005-07-28
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	2003-04-01	2003-07-07
	Rep	就机构融资提供意见	2003-04-01	2003-11-26
	Rep	就证券提供意见	2003-04-01	2003-11-26
	Rep	提供资产管理	2003-04-01	2003-11-26
	Rep	证券交易	2003-04-01	2005-07-28
SUN TAI CHEUNG CREDITS LIMITED	RO	提供证券保证金融资	2003-04-01	2004-10-21