| HSBC BROKING FOREX (ASIA) LIMITED | RO | 杠杆式外汇交易 | 2018-08-07 | 2021-09-24 |
| HSBC BROKING FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2018-08-07 | 2021-09-24 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 证券交易 | 2018-08-07 | 2021-09-24 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2018-03-19 | 2018-08-07 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2018-03-19 | 2018-08-07 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2018-03-19 | 2018-08-07 |
| Rep | 就证券提供意见 | 2018-03-19 | 2021-09-24 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2012-01-20 | 2015-03-28 |
| Bright Fund Management Limited | Rep | 提供资产管理 | 2011-05-06 | 2015-03-28 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2010-06-15 | 2015-03-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2009-12-31 | 2015-03-28 |