| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Bright Fund Management Limited | Rep | 提供资产管理 | 2011-03-10 | 2012-10-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2007-04-13 | 2012-10-11 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2006-04-28 | 2012-10-11 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2004-10-13 | 2012-10-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-08-11 | 2012-10-11 |