| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KAM FAI SECURITIES CO., LIMITED | Rep | 证券交易 | 2014-10-21 | 2016-03-21 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2014-07-07 | 2014-09-12 |
| Rep | 证券交易 | 2014-07-07 | 2014-09-12 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2006-06-29 | 2014-06-29 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 证券交易 | 2005-10-21 | 2014-06-29 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2005-10-21 | 2014-06-29 |
| BERICH BROKERAGE LIMITED | Rep | 证券交易 | 2004-11-18 | 2005-10-03 |