| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | 证券交易 | 2019-03-04 | 2019-08-21 |
| Rep | 证券交易 | 2019-01-23 | 2019-03-04 | |
| SHUN HENG SECURITIES LIMITED | RO | 证券交易 | 2012-03-12 | 2018-07-20 |
| Rep | 证券交易 | 2009-01-12 | 2012-03-12 | |
| IBTS ASIA (HK) LIMITED | Rep | 就证券提供意见 | 2007-12-17 | 2008-12-31 |
| Rep | 证券交易 | 2007-12-17 | 2008-12-31 |