| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2019-01-25 | 2019-02-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2018-12-27 | 2019-02-22 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 杠杆式外汇交易 | - | 2009-03-20 |
| TSE'S SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-04-22 |
| Rep | 就证券提供意见 | - | 2004-04-22 | |
| Rep | 提供资产管理 | - | 2004-04-22 | |
| Rep | 证券交易 | - | 2018-11-06 |