| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就期货合约提供意见 | 2017-02-13 | 2018-03-31 |
| RO | 就证券提供意见 | 2017-02-13 | 2018-03-31 |
| RO | 期货合约交易 | 2017-02-13 | 2018-03-31 |
| RO | 证券交易 | 2017-02-13 | 2018-03-31 |
| RO | 就证券提供意见 | 2016-11-18 | 2017-02-12 |
| RO | 就期货合约提供意见 | 2013-05-16 | 2017-02-12 |
| RO | 期货合约交易 | 2012-04-23 | 2017-02-12 |
| SINOPAC FUTURES (ASIA) LIMITED | RO | 就期货合约提供意见 | 2012-01-04 | 2014-03-31 |
| RO | 期货合约交易 | 2011-01-06 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 证券交易 | 2011-01-06 | 2017-02-12 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-06-09 | 2011-01-06 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-06-09 | 2011-01-06 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2008-07-07 | 2010-04-05 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-07-07 | 2010-04-05 |