| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | 2015-09-10 | 2016-08-04 |
| RO | 证券交易 | 2014-09-01 | 2016-08-04 | |
| Rep | 期货合约交易 | 2013-05-24 | 2016-08-04 | |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-01-28 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-08-02 | 2014-09-01 |
| Rep | 就证券提供意见 | 2010-08-02 | 2015-09-10 |