| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 提供资产管理 | 2018-12-10 | - |
| Rep | 证券交易 | 2018-12-10 | - | |
| LBN Advisers Limited | Rep | 提供资产管理 | 2012-06-12 | 2015-04-11 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-04-15 | 2012-05-30 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2011-04-15 | 2012-05-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-05-12 | 2011-04-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-05-12 | 2011-04-10 |